ONBOARDING

Open an account – Accredited Investors (HNWIs)

Our Onboarding Process

1 – Introduction

Introduction with the Relationship Manager and the GTN Asia Client On-Boarding Team

2 – Documentation

Required KYC Documents and Agreements to be submitted to the GTN Asia Client On-Boarding Team

3 – Agreement

All required agreements to be signed off by both parties

4 – Setup & Configuration

System setup and configurations to be done based on the agreements

5 – Workshops & User Training

Client teams to be made familiarised with the systems and business processes

6 – Funding / Limit Setup

Client to fund the account or request for trading limits

7 – Trading

Trading can commence

DOCUMENTATION

The documents required for accredited investors (HNWIs) clients to open an account

This link only contains the GTN Asia Trading Services Customer Agreement, additional agreements will be shared by email upon request.

KYC documents

Please be kindly advised that we will be requesting additional documents that will be required for us to complete the onboarding process.

Certified Personal ID and Passport Copy

Certified Proof of Address

Agreements & Forms

Trading Services Customer Agreement

Download

CRS Individual Form

Download

Individual Account Application Form & Annexure A

Download

Consent to be treated as an AI (For individuals)

Download

FATCA Form

Download

Policies

Best Execution Policy

Download

Notes

1. All the above KYC documents must be certified as a true copy. Copy of the requested document must be supplied in the form of a ‘certified true and exact copy’ or substantial similar wording. Where photo identification is being certified, the certifier must also certify that it ‘bears a true likeness to the individual’. Document must be certified to be a true copy by a suitably qualified person (e.g., a notary public, a lawyer or certified public or professional accountant). The person certifying the copy document must sign, date and officially stamp all the documentation, detailing in what capacity they are acting, and provide their professional reference (e.g. CPA membership number).

Sending us your documents

Send us your complete set of documents to mid-office@gtnasia.com with a header “Account Opening – <Your Name>”.